UPC Rules of Procedure - Part 1 - Procedures before the Court of First Instance

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Rule 10 - Stages of the proceedings (inter partes proceedings)

Rule 11 - Settlement

 

CHAPTER 1 - WRITTEN PROCEDURE  

Section 1 - Infringement action 

Rule 12 - Exchange of written pleadings (infringement action)

Statement of claim

Rule 13 - Contents of the Statement of claim

Rule 14 - Use of languages under Article 49(1) and (2) of the Agreement

Rule 15 – Fee for the infringement action 

Rule 16 – Examination as to formal requirements of the Statement of claim

Rule 17 – Recording in the register and assignment (Court of First Instance, infringement action) 

Rule 18 – Designation of the judge-rapporteur 

Procedure when the defendant raises a preliminary objection 

Rule 19 – Preliminary objection 

Rule 20 – Decision or order on a Preliminary objection

Rule 21 – Appeal against decision or order on a Preliminary objection

Value-based fee for the infringement action  

Rule 22 – Determination of value-based fee for the infringement action

Statement of defence 

Rule 23 – Lodging of the Statement of defence 

Rule 24 – Contents of the Statement of defence

Rule 25 – Counterclaim for revocation 

Rule 26 – Fee for the Counterclaim for revocation 

Rule 27 – Examination as to formal requirements of the Statement of defence and Counterclaim for revocation 

Rule 28 – Further schedule

Defence to the counterclaim for revocation, reply to the statement of the defence and application to amend the patent and rejoinder to the reply

Rule 29 – Lodging of Defence to the Counterclaim for revocation, Reply to the Statement of defence and Rejoinder to the Reply

Rule 29A – Contents of the Defence to the Counterclaim

Rule 30 – Application to amend the patent

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Defence to the application to amend the patent

Rule 32 – Lodging of the Defence to the Application to amend the patent, the Reply to the Defence and the Rejoinder to the Reply 

Application for allocating a technically qualified judge to the panel 

Rule 33 – Application by a party for allocating a technically qualified judge 

Rule 34 – Request by the judge-rapporteur for allocating a technically qualified judge 

Last steps in the written procedure  

Rule 35 – Closure of the written procedure

Rule 36 – Further exchanges of written pleadings

Rule 37 – Application of Article 33(3) of the Agreement 

Counterclaim for revocation referred to the central division under article 33(3)(b) of the agreement

Rule 38 – Written procedure when the central division deals with a Counterclaim for revocation under Article 33(3)(b) of the Agreement

Rule 39 – Language of the proceedings before the central division 

Rule 40 – Accelerated proceedings before the central division

Action referred to the central division under article 33(3)(c) of the agreement 

Rule 41 – Written procedure when the central division deals with the action under Article 33(3)(c) of the Agreement 

Section 2 – Revocation action

Rule 42 – Action to be directed against the patent proprietor

Rule 43 – Exchange of written pleadings (revocation action)

Statement for recovation 

Rule 44 – Contents of the Statement for revocation

Rule 45 – Language of the Statement for revocation

Rule 46 – Fee for the revocation action 

Rule 47 – Examination as to formal requirements, recording in the register, assignment (Court of First Instance, revocation action) and designation of the judge-rapporteur

Rule 48 – Preliminary objection

Defence to revocation 

Rule 49 – Lodging of the Defence to revocation 

Rule 50 – Contents of the Defence to revocation and Counterclaim for infringement

Rule 51 – Reply to Defence to revocation 

Rule 52 – Rejoinder to the Reply

Rule 53 – Fee for the Counterclaim for infringement

Rule 54 – Examination as to formal requirements and further schedule

Defence to the application to amend the patent and defence to the counterclaim for infringement 

Rule 55 – Lodging of the Defence to the Application to amend the patent, the Reply to the Defence and the Rejoinder to the Reply 

Rule 56 – Lodging of the Defence to the Counterclaim for infringement

Rule 57 – Request for allocating a technically qualified judge 

Rule 58 – Closure of the written procedure subject to the possible exchange of further pleadings 

Rule 60 – Determination of the value-based fee for the Counterclaim for infringement 

Section 3 – Action for declaration of non-infringement

Rule 61 – Declaration of non-infringement

Rule 62 – Exchange of written pleadings (action for declaration of non-infringement) 

Rule 63 – Contents of the Statement for a declaration of non-infringement

Rule 64 – Language of the Statement for a declaration of non-infringement

Rule 65 – Examination as to formal requirements, recording in the register, assignment and designation of the judge-rapporteur 

Rule 66 – Preliminary objection 

Rule 67 – Lodging of the Defence to the Statement for a declaration of non-infringement

Rule 68 – Contents of the Defence to the Statement for a declaration of non-infringement

Rule 69 – Reply to Defence to the Statement for a declaration of non-infringement and Rejoinder to the Reply 

Rule 70 – Fee for the action for a declaration of non-infringement

Rule 71 – Examination as to formal requirements and further schedule

Rule 72 – Request for allocating a technically qualified judge

Rule 73 – Closure of the written procedure subject to the possible exchange of further pleadings 

Rule 74 – Value-based fee for the action for a declaration of non-infringement 

Section 4 – Actions within article 33(5) and (6) of the agreement

Rule 75 – Revocation action and subsequent infringement action in a local or regional division (Article 33(5) of the Agreement) 

Rule 76 – Actions for declaration of non-infringement within Article 33(6) of the Agreement 

Rule 77 – Action for declaration of non-infringement and action for revocation 

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Section 5 – Action for compensation for licences on the basis of article 8 of regulation (eu) no 1257/2012

Rule 80 – Compensation for a licence of right 

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​​​​​​Section 6 – Action against decisions of the european patent office in carrying out the tasks referred to in article 9 of regulation (eu) no 1257/2012 

Rule 85 – Stages of the proceedings (ex parte proceedings) 

Rule 86 – Suspensive effect.

Rule 87 – Grounds for annulling or altering a decision of the Office 

Rule 88 – Application to annul or alter a decision of the Office 

Rule 89– Examination as to formal requirements (ex parte proceedings)

Rule 90– Recording in the register (ex parte proceedings) 

Rule 91 – Interlocutory revision by the European Patent Office

Rule 92 – Assignment to panel or to single judge, designation of judge-rapporteur

Rule 93 – Examination of the Application to annul or alter a decision of the Office

Rule 94 – Invitation to the President of the European Patent Office to comment 

Rule 95 – Lex specialis for the interim procedure (ex parte procedure) 

Rule 96 – Lex specialis for the oral procedure (ex parte procedure) 

Rule 97 – Application to annul a decision of the Office to reject a request for unitary effect 

Rule 98 – Costs

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CHAPTER 2 – INTERIM PROCEDURE

Rule 101 – Role of the judge-rapporteur (Case management)

Rule 102 – Referral to the panel

Rule 103 – Preparation for the interim conference

Interim conference 

Rule 104 – Aim of the interim conference

Rule 105 – Holding the interim conference 

Rule 106 – Recording of the interim conference

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Preparation for the oral hearing  

Rule 108 – Summons to the oral hearing

Rule 109 – Simultaneous interpretation during oral hearings

Rule 110 – Closure of the interim procedure

 

CHAPTER 3 – ORAL PROCEDURE 

Rule 111 – Role of the presiding judge (Case management)

Rule 112 – Conduct of the oral hearing 

Rule 113 – Duration of the oral hearing

Rule 114 – Adjournment where the Court considers that further evidence is required

Rule 115 – The oral hearing

Rule 116 – Absence of a party from the oral hearing

Rule 117 – Absence of both parties from the oral hearing 

Rule 118 – Decision on the merits

Rule 119 – Interim award of damages

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CHAPTER 4 – PROCEDURE FOR THE DETERMINATION OF DAMAGES AND COMPENSATION 

Rule 125 – Separate proceedings for determining the amount of damages ordered

Rule 126 – Start of proceedings for the determination of damages

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Section 1 – Application for the determination of damages 

Rule 131 – Contents of the Application for the determination of damages

Rule 132 – Fee for the Application for the determination of damages

Rule 133 – Determination of the value-based fee for the determination of damages

Rule 134 – Examination as to formal requirements of the Application for the determination of damages 

Rule 135 – Recording in the register (Application for the determination of damages) and service

Rule 136 – Stay of the Application for a determination of damages

Rule 137 – Reply of the unsuccessful party

Rule 138 – Contents of the Defence to the Application for the determination of damages

Rule 139 – Reply to the Defence to the Application for the determination of damages and Rejoinder to the Reply 

Rule 140 – Further procedure (Application for the determination of damages)

Section 2 – Request to lay open books 

Rule 141 – Contents of the Request to lay open books

Rule 142 – Defence of the unsuccessful party, Reply to the Defence and Rejoinder to the Reply 

Rule 143 – Further procedure

Rule 144 – Decision on the Request to lay open books

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CHAPTER 5 – PROCEDURE FOR COST DECISION

Rule 150 – Separate proceedings for cost decision

Rule 151 – Start of proceedings for cost decision

Rule 152 – Compensation for representation costs

Rule 153 – Compensation for costs of experts

Rule 154 – Compensation for costs of witnesses

Rule 155 – Compensation for costs of interpreters and translators

Rule 156 – Further procedure

Rule 157 – Appeal against the cost decision

 

CHAPTER 6 – SECURITY FOR COSTS

Rule 158 – Security for costs of a party

Rule 159 – Security for costs of the Court

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